Public or Private—Your Path, Strategically Led

Compliance Strategy. Capital Solutions. Investor Relations

For Nasdaq-listed companies navigating public markets or planning a private transition.

Manage Nasdaq Standards with Confidence or
Navigate a Strategic Transitions to Private Ownership

Manage Nasdaq Standards with Confidence
or Navigate a Strategic Transitions to Private Ownership

Compliance Isn't Optional -- It's Urgent and Strategic --

Start with a Plan. Access Capital. Strengthen Compliance.

Deficiency Analysis

We identify key compliance gaps and financial challenges, ensuring a clear understanding of your current status.

Expert Consultation

Work with top financial, legal, and regulatory experts to develop a customized compliance strategy.

Strategic Planning

We create an actionable roadmap to regain compliance, improve financials, and enhance investor confidence.

Nasdaq Communication

We manage all regulatory interactions, ensuring transparency and timely submissions.

Capital Raising

Need Capital?
We connect you with institutional investors and private capital sources to stabilize and grow your business.

Enhance Financial Stability

Strengthen balance sheets, optimize cash flow, and enhance financial sustainability.

Market Value Enhancement

Implement investor-focused strategies to attract stakeholders and improve stock performance.

PR & Media Relations

Develop and distribute strategic press releases to highlight milestones and reassure stakeholders. Engage with financial media and investor networks to amplify your market position. Host investor calls and presentations to build credibility and transparency.

Ongoing Monitoring

We provide continuous oversight to maintain compliance, strengthen investor confidence, and drive long-term growth.

Exploring a Strategic Transition to Private Ownership?

Our Public to Private Process Follows These Key Steps:

Evaluate Current Status

We conduct a full assessment of your company’s financial health, market positioning, and compliance outlook to determine if privatization aligns with your goals.

Develop a Privatization Strategy

Our team designs a tailored exit plan, incorporating capital structure, stakeholder considerations, and long-term objectives for sustainable private operations.

Secure Capital for Buyout

We connect you with private equity firms, institutional investors, and capital partners to fund the transaction and structure the buyout effectively.

Negotiate with Stakeholders

We help manage discussions with shareholders, regulatory bodies, and board members to ensure a compliant and consensus-driven transaction.

Execute the Transaction

We facilitate legal, financial, and administrative steps to complete the buyout and transition operations privately while meeting all required disclosures.

Post-Transaction Optimization

Following privatization, we help implement strategies focused on growth, efficiency, and long-term value creation outside the public market.

Choose the Right Plan—Whether You’re Restoring Compliance or Repositioning to Go Private

Option 01

90-Day Agreement

Best for companies facing urgent compliance challenges with a need for immediate action.

Focus on swift capital infusion and an expedited recovery plan to meet Nasdaq’s 90-day compliance requirement.
Fixed Fee: Deducted from the proceeds of a capital event.
Transition to Private Ownership: For companies considering going private, we provide an accelerated assessment and action plan to facilitate a swift and efficient transition.

Option 02

180-Day Agreement

Ideal for companies needing a more structured, but still urgent, compliance solution.

Designed to help companies meet Nasdaq’s 180-day compliance deadline with a detailed plan for capital raising and compliance restoration.
Fixed Fee: Deducted from the proceeds of a capital event.
Transition to Private Ownership: Offers a comprehensive evaluation and strategic planning period for companies exploring a move to private ownership, ensuring all aspects are meticulously addressed.

Option 03

One-Year Agreement

Perfect for companies seeking a comprehensive, long-term partnership for full recovery and growth.

A year-long strategic plan to build financial stability, improve market value, and ensure ongoing compliance.
Fixed Fee: Deducted from the proceeds of a capital event.
Transition to Private Ownership: Provides ample time for in-depth analysis, stakeholder engagement, and execution of a well-structured transition to private ownership, aligning with the company's long-term objectives.

Let’s Build Your Path Forward—Public or Private

Disclosure:

THE INFORMATION CONTAINED HEREIN IS PRESENTED SOLELY FOR THE PURPOSES OF DISCUSSION AND UNDER NO CIRCUMSTANCES SHOULD THIS BE CONSIDERED AN OFFER TO BUY OR A SOLICITATION OF AN OFFER TO SELL ANY SECURITY. NEXT LEVEL IR IS NOT A REGISTERED SECURITIES BROKER-DEALER OR AN INVESTMENT ADVISER WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE “SEC”) OR WITH ANY STATE SECURITIES REGULATORY AUTHORITY. NEXT LEVEL IR DOES NOT OFFER ANY FORM OF INVESTMENT (BUY OR SELL) ADVICE, OR ANY OTHER SECURITIES OR FINANCIAL ADVICE WHATSOEVER. WE ARE NEITHER LICENSED NOR QUALIFIED TO PROVIDE INVESTMENT ADVICE.